<a id="gateway-security-docker"></a>

# Configure Security for Confluent Private Cloud Gateway

Configure security for Confluent Private Cloud Gateway (Confluent Gateway) on Docker by setting up
authentication, SSL, secret stores, and passwords.

* [Authentication](#gateway-auth-docker)
* [SSL](#gateway-ssl-docker)
* [Secret stores](#gateway-secret-stores-docker)
* [Passwords](#gateway-password-docker)

For the security configuration steps using Confluent for Kubernetes (CFK), see [Configure Security for Confluent Gateway using CFK](https://docs.confluent.io/operator/current/gateway/co-gateway-security.html).

The top-level layout for the Confluent Gateway security configuration is as follows:

```yaml
gateway:
  secretStores:
  streamingDomains:
    kafkaCluster:
      bootstrapServers:
        - id:
          endpoint:
          ssl:
  routes:
    - name:
      security:
        auth:
        ssl:
        swapConfig:
```

For `streamingDomains.kafkaCluster.bootstrapServers.ssl` and
`routes.security.ssl`, see the [SSL configuration](#gateway-ssl-docker) section. For
`secretStores`, see [Secret store configuration](#gateway-secret-stores-docker). For password
configuration, see [Password configuration](#gateway-password-docker).

<a id="gateway-security-best-practices"></a>

## Security best practices and recommendations

Confluent Gateway deployments typically have two authentication layers:

> * Client → Confluent Gateway (SASL/PLAIN, SASL/SCRAM, SASL/OAUTHBEARER, or NONE).
> * Confluent Gateway → Broker (SASL/PLAIN, SASL/OAUTHBEARER, or NONE), with secrets
>   stored in AWS Secrets Manager, HashiCorp Vault, Azure Key Vault, CyberArk
>   Conjur, or local directory.

Apply these authentication best practices:

> * Choose SASL/SCRAM over SASL/PLAIN. Unlike SASL/PLAIN, SCRAM doesn’t send
>   passwords in cleartext and protects against dictionary attacks using
>   salted hashes.
> * Don’t map multiple client users to a single Gateway-to-Broker credential.
> * Each client should ideally have its own Gateway-to-Broker SASL credential.
> * Avoid static “shared” credentials across multiple clients.

<a id="gateway-auth-docker"></a>

## Authentication configuration

Confluent Gateway supports two modes for authenticating clients and forwarding traffic
to Apache Kafka® clusters: **identity passthrough** and **authentication swapping**.

| Aspect                                      | Identity passthrough                                    | Authentication swapping                                                           |
|---------------------------------------------|---------------------------------------------------------|-----------------------------------------------------------------------------------|
| Authentication                              | Confluent Gateway forwards client credentials unchanged | Confluent Gateway authenticates clients, then swaps credentials before forwarding |
| Supported client authentication mechanisms  | SASL (PLAIN, SCRAM, OAUTHBEARER)                        | SASL (PLAIN, SCRAM, OAUTHBEARER), mTLS, NONE                                      |
| Supported cluster authentication mechanisms | SASL (PLAIN, SCRAM, OAUTHBEARER)                        | SASL (PLAIN, OAUTHBEARER), NONE                                                   |
| mTLS clients                                | Not supported                                           | Supported                                                                         |
| Secret store required                       | No                                                      | Yes                                                                               |
* **Identity passthrough:** Client credentials are forwarded directly to Kafka
  clusters without modification.

  For more information, see [Configure identity passthrough mode](#gateway-authn-passthrough-docker).
* **Authentication swapping:** Client credentials are transformed into different
  credentials before connecting to Kafka clusters.

  When enabled, Confluent Gateway authenticates incoming clients, optionally
  using a different authentication mechanism than the backing Kafka cluster.
  Confluent Gateway then swaps the client identity and credentials as it forwards
  requests to brokers.

  Use authentication swapping when you need to:
  * Migrate clients between source and destination clusters that have different
    authentication requirements, without modifying client applications.
  * Share cluster access with external clients while maintaining your internal
    authentication standards, even when you can’t enforce those standards
    directly on the client side.

    For more information, see [Configure authentication swapping mode](#gateway-authn-swap-docker).

  The following diagram shows a sample authentication flow for authentication
  swapping:
  ![Authentication swapping flow showing |gateway| receiving client credentials with one authentication mechanism, looking up swapped credentials from a secret store, and forwarding requests to a |ak| broker using a different authentication mechanism.](images/CPC-Gateway-auth-translation.png)

For authentication best practices, see [Security best practices and recommendations](#gateway-security-best-practices).

Some considerations when selecting the authentication mode in Confluent Gateway are:

- You can configure either identity passthrough or authentication swapping for
  an individual route.
- You cannot configure multiple authentication mechanisms for the same route
  while using authentication swapping.
- Identity passthrough cannot be used for mTLS due to TLS termination at
  Confluent Gateway; currently, authentication swapping is mandatory for mTLS clients.
- Swapping mandates more setup, such as identity stores, Key Management
  Systems (KMS), or mappings, but adds flexibility and supports more complex
  enterprise scenarios.
- Authentication swapping with multi-cluster streaming domains requires
  identical user identities and role-based access control (RBAC) policies
  across all clusters. If clusters
  have different authentication systems or user permissions, use separate
  streaming domains instead.

<a id="gateway-authn-passthrough-docker"></a>

### Configure identity passthrough mode

Identity passthrough forwards client authentication information unchanged
from Confluent Gateway to Kafka brokers. The brokers perform
authentication and authorization checks.

Identity passthrough is supported for SASL authentication mechanisms, such as
SASL/PLAIN, SASL/SCRAM, or SASL/OAUTHBEARER.

Use identity passthrough when client applications and Kafka clusters share
the same authentication system, and you do not need to translate
credentials at the gateway. Identity passthrough is not supported for mTLS
clients because TLS terminates at Confluent Gateway. For mTLS, use authentication
swapping instead.

**To configure a route for identity passthrough in Docker Compose:**

```yaml
gateway:
  routes:
    - name:
      security:
        auth: passthrough              --- [1]
        passthroughConfig:             --- [2]
          sasl:
            mechanism:                 --- [3]
            extensionHeaders:          --- [4]
              logicalCluster:
```

* [1] The authentication mode for the route. Set to `passthrough` to enable
  identity passthrough.
* [2] Optional. Configures Confluent Gateway to inject SASL extension headers into the
  client’s authentication request before forwarding it to the backing Kafka
  cluster. Use `passthroughConfig` when clients authenticate with
  SASL/OAUTHBEARER and the backing Kafka cluster requires a logical cluster
  (`lkc`) extension to identify the target cluster. Confluent Gateway sets the
  extension on the client’s behalf, which keeps client configurations
  independent of the active cluster, so authentication continues to succeed
  after a failover.
* [3] The client SASL mechanism that `passthroughConfig` applies to.
  `OAUTHBEARER` is the only supported value.
* [4] One or more SASL extension headers that Confluent Gateway adds to the client’s
  authentication request to the backing Kafka cluster. Each header is a
  key-value pair. Set `logicalCluster` to the target cluster ID, for example,
  `lkc-abc123`.

**Example: inject a logical cluster header for SASL/OAUTHBEARER passthrough:**

```yaml
gateway:
  routes:
    - name:
      security:
        auth: passthrough
        passthroughConfig:
          sasl:
            mechanism: OAUTHBEARER
            extensionHeaders:
              logicalCluster: 'lkc-abc123'
```

<a id="gateway-authn-swap-docker"></a>

### Configure authentication swapping mode

Authentication swapping lets Confluent Gateway authenticate incoming clients with
one mechanism, then swap their credentials before forwarding requests to
Kafka brokers using a different mechanism.

Authentication swapping requires configuration of identity mapping, potentially
integration with external KMS or secret stores, and audit policies.

Before configuring authentication swapping, set up a secret store. For supported secret store providers, see [Secret store configuration](#gateway-secret-stores-docker).

**Configure a route for authentication swapping**

To configure a route for authentication swapping in Docker Compose, set the
route’s authentication mode to `swap` and provide the necessary
`swapConfig` fields:

```yaml
gateway:
  routes:
    - name:               --- [1]
      security:
        auth: swap        --- [2]
        swapConfig:
          clientAuth:     --- [3]
          secretStore:    --- [4]
          clusterAuth:    --- [5]
```

* [1] The unique name for the route.
* [2] The authentication mode for the route. Set to `swap` to enable
  authentication swapping.
* [3] How clients authenticate to Confluent Gateway. See
  [Client authentication for authentication swapping](#gateway-authn-swap-client-docker).
* [4] Reference to a secret store for exchanging credentials. See
  [Secret store configuration](#gateway-secret-stores-docker).
* [5] How Confluent Gateway authenticates to the Kafka cluster after swapping. See
  [Cluster authentication for authentication swapping](#gateway-authn-swap-cluster-docker).

<a id="gateway-authn-swap-client-docker"></a>

#### Client authentication for authentication swapping

Client authentication for authentication swapping supports three providers:
SASL, mTLS, and None. Enable exactly one per route.

##### SASL/PLAIN authentication

```yaml
gateway:
  routes:
    - name:
      security:
        auth: swap
        swapConfig:
          clientAuth:
            sasl:
              mechanism:               --- [1]
              callbackHandlerClass:    --- [2]
              jaasConfig:
                file:                  --- [3]
            connectionsMaxReAuthMs:    --- [4]
```

* [1] The SASL mechanism to use. Set to `PLAIN` for SASL/PLAIN
  authentication.
* [2] The callback handler class to use. Set to
  `org.apache.kafka.common.security.plain.internals.PlainServerCallbackHandler`
  for SASL/PLAIN authentication.
* [3] The path to the Java Authentication and Authorization Service (JAAS)
  configuration file. See the JAAS configuration file content for SASL/PLAIN
  authentication later in this section.
* [4] The maximum re-authentication time in milliseconds.

**JAAS configuration file content for SASL/PLAIN authentication**

```properties
org.apache.kafka.common.security.plain.PlainLoginModule required
    username="admin"
    password="admin-secret"
    user_admin="admin-secret";
```

The JAAS configuration file content is a single login-module entry, ending in
`;`, with the following properties:

* `org.apache.kafka.common.security.plain.PlainLoginModule`: The login module to use.
* `username`: The username to use.
* `password`: The password to use.
* `user_<username>`: Defines the password for each user that connects to
  Confluent Gateway. Add one `user_<username>` property per user.

A sample JAAS configuration file content:

```properties
org.apache.kafka.common.security.plain.PlainLoginModule required
    username="admin"
    password="admin-secret"
    user_admin="admin-secret"
    user_additional-user="additionaluser-secret";
```

##### SASL/SCRAM authentication

Confluent Gateway supports SASL/SCRAM authentication for client-to-Confluent Gateway
connections.
When using SCRAM with authentication swapping, choose one of three options for
managing SCRAM credentials:

* **Same secret store as authentication swapping**: SCRAM credentials are stored in the route’s secret store.
* **SCRAM-specific secret store**: SCRAM credentials are stored in a separate secret store from other
  authentication swap credentials.
* **Managed by the Kafka administrator API**: Confluent Gateway automatically creates and updates SCRAM user credentials
  through the Kafka administrator API.

```yaml
gateway:
  routes:
    - name:
      security:
        auth: swap
        swapConfig:
          secretStore: vault-store   --- [1]
          clientAuth:
            sasl:
              mechanism: SCRAM   --- [2]
              scram:
                alterScramCredentials: true   --- [3]
                scramCredentialsTtlMs: 600000   --- [4]
                secretStore: scram-vault-store --- [5]
                admin:                          --- [6]
                  username: admin-user
                  password: admin-password
```

* [1] The secret store reference for authentication swapping. For more
  information, see [Secret store configuration](#gateway-secret-stores-docker).
* [2] The SASL mechanism to use for client authentication. Set to `SCRAM` for
  SASL/SCRAM authentication.
* [3] Optional. When set to `true`, enables Confluent Gateway to manage SCRAM user
  credentials by creating and updating them through the Kafka administrator
  API. This field requires administrator credentials. The default is
  `false`.
* [4] Optional. The time-to-live, in milliseconds, for cached SCRAM
  credentials. The default is `600000` (10 minutes).
* [5] Optional. Refers to a SCRAM-specific secret store. If not specified, the
  field uses the secret store defined in `swapConfig.secretStore`.
* [6] Required when `alterScramCredentials: true`. The administrator
  `username` and `password` that Confluent Gateway uses to perform SCRAM
  credential operations through the Kafka administrator API. Ensure the
  administrator user has the required permissions to alter and describe
  SCRAM credentials.

**Configuration scenario 1: Using the same secret store as authentication swapping**

In this configuration, you store SCRAM credentials in the route’s secret store.

```yaml
gateway:
  routes:
    - name: gateway-route
      security:
        auth: swap
        swapConfig:
          secretStore: vault-store
          clientAuth:
            sasl:
              mechanism: SCRAM
```

**Configuration scenario 2: Using a SCRAM-specific secret store**

In this configuration, you store SCRAM credentials in a separate secret store
from other authentication swap credentials.

```yaml
gateway:
  routes:
    - name: gateway-route
      security:
        auth: swap
        swapConfig:
          secretStore: vault-store
          clientAuth:
            sasl:
              mechanism: SCRAM
              scram:
                secretStore: scram-secret-store
```

**Configuration scenario 3: Managing SCRAM credentials from Gateway**

In this configuration, you enable Confluent Gateway to automatically create and update
SCRAM user credentials through the Kafka administrator API. Ensure that:

- Provide `admin.username` and `admin.password`.
- The administrator user must have the necessary permissions to perform
  `AlterUserScramCredentials` and `DescribeUserScramCredentials`
  operations on the Kafka cluster.

```yaml
gateway:
  routes:
    - name: gateway-route
      security:
        auth: swap
        swapConfig:
          secretStore: vault-store
          clientAuth:
            sasl:
              mechanism: SCRAM
              scram:
                alterScramCredentials: true
                admin:
                  username: admin-user
                  password: admin-password
```

When `alterScramCredentials: true`, Confluent Gateway must have permissions to
create, update, and delete secrets. For required permissions, see
[Secret store configuration](#gateway-secret-stores-docker).

##### SASL/OAUTHBEARER authentication

Confluent Gateway supports SASL/OAUTHBEARER authentication for client-to-Confluent Gateway
connections. The client presents an OAuth bearer token, and Confluent Gateway
validates its signature against your identity provider’s JSON Web Key Set
(JWKS) endpoint.

After validation, Confluent Gateway reads the client principal from a claim in the
token and uses it as the lookup key for the swapped credentials in the
secret store.

```yaml
gateway:
  routes:
    - name:
      security:
        auth: swap
        swapConfig:
          clientAuth:
            sasl:
              mechanism: OAUTHBEARER             --- [1]
              callbackHandlerClass: "org.apache.kafka.common.security.oauthbearer.OAuthBearerValidatorCallbackHandler"  --- [2]
              jaasConfig:
                file:                            --- [3]
              oauth:
                jwksEndpointUrl:                 --- [4]
                jwksEndpointRefreshMs:           --- [5]
                jwksEndpointRetryBackoffMs:      --- [6]
                jwksEndpointRetryBackoffMaxMs:   --- [7]
                expectedAudience:                --- [8]
                expectedIssuer:                  --- [9]
                subClaimName:                    --- [10]
                scopeClaimName:                  --- [11]
            connectionsMaxReAuthMs:              --- [12]
```

* [1] The SASL mechanism to use. Set to `OAUTHBEARER` for SASL/OAUTHBEARER
  authentication.
* [2] The callback handler class to use. Set to
  `org.apache.kafka.common.security.oauthbearer.OAuthBearerValidatorCallbackHandler`,
  as Confluent Gateway validates client tokens as a SASL server.
* [3] The path to the JAAS configuration file that Confluent Gateway loads to set up
  token validation. Because Confluent Gateway only validates the inbound token, the
  file doesn’t need to define login options:
  ```properties
  org.apache.kafka.common.security.oauthbearer.OAuthBearerLoginModule required;
  ```
* [4] Required. The JWKS endpoint URL that Confluent Gateway uses to validate the
  signature of the inbound token. For example:
  ```yaml
  jwksEndpointUrl: "https://idp.mycompany.io:8080/realms/clients/protocol/openid-connect/certs"
  ```
* [5] Optional. The interval, in milliseconds, at which Confluent Gateway refreshes
  its JWKS cache. The default is `3600000` (1 hour).
* [6] Optional. The delay, in milliseconds, that Confluent Gateway waits before the
  first retry after a failed JWKS retrieval. Each subsequent retry increases
  this delay exponentially, up to the maximum set by
  `jwksEndpointRetryBackoffMaxMs`. The default is `100`.
* [7] Optional. The maximum delay, in milliseconds, between JWKS retrieval
  retries. This sets the upper limit for the exponential increase set by
  `jwksEndpointRetryBackoffMs`. The default is `10000`.
* [8] Optional. The expected audience (the `aud` claim) in the token. Your
  identity provider sets this claim to identify who it issued the token for.
  Provide a comma-separated list to accept multiple audiences. Confluent Gateway
  rejects tokens whose `aud` claim doesn’t match one of the listed values.
* [9] Optional. The expected issuer (the `iss` claim) in the token. Your
  identity provider sets this claim to identify itself as the token’s
  issuer. Confluent Gateway rejects tokens whose `iss` claim doesn’t match this
  value.
* [10] Optional. The token claim that Confluent Gateway reads to determine the
  client’s identity (the principal). Confluent Gateway uses this value as the key to
  look up the client’s swapped credentials in the secret store. Most
  identity providers populate the standard OAuth/OpenID Connect (OIDC)
  `sub` (subject) claim with a unique client identifier, so the default is
  `sub`. Override this only if your identity provider uses a different
  claim to identify the client.
* [11] Optional. The token claim that Confluent Gateway reads to determine the
  client’s granted scope (the level of access the identity provider
  authorized for this token). Most identity providers populate the standard
  OAuth `scope` claim, so the default is `scope`. Override this only if
  your identity provider uses a different claim name.
* [12] Optional. The maximum re-authentication time in milliseconds.

<a id="gateway-security-mtls"></a>

##### mTLS authentication

```yaml
gateway:
  routes:
    - name:
      security:
        auth: swap
        swapConfig:
          clientAuth:
            ssl:
              principalMappingRules: --- [1]
```

* [1] Required only for authentication swapping with mTLS authentication. The
  pattern to read principal name from the certificates. For example:
  `"RULE:^CN=([a-zA-Z0-9._-]+),OU=.*$/$1/,RULE:^UID=([a-zA-Z0-9._-]+),.*$/$1/,DEFAULT"`

##### NONE authentication

When using `none` authentication, Confluent Gateway identifies all incoming
clients as anonymous and assigns the client ID `ANONYMOUS`. Configure
the swapped credentials for the `ANONYMOUS` user in the associated
secret store.

```yaml
gateway:
  routes:
    - name:
      security:
        auth: swap
        swapConfig:
          clientAuth:
            none: {}
```

<a id="gateway-authn-swap-cluster-docker"></a>

#### Cluster authentication for authentication swapping

Cluster authentication defines how Confluent Gateway authenticates to the Kafka
cluster after swapping credentials. SASL and NONE are supported.

##### SASL authentication

```yaml
gateway:
  routes:
    - name:
      security:
        auth: swap
        swapConfig:
          clusterAuth:
            sasl:
              mechanism:               --- [1]
              callbackHandlerClass:    --- [2]
              jaasConfig:
                file:                  --- [3]
              oauth:
                tokenEndpointUri:      --- [4]
```

* [1] The SASL mechanism to use. Set to `PLAIN` for SASL/PLAIN authentication
  or `OAUTHBEARER` for SASL/OAUTHBEARER authentication. Confluent Gateway doesn’t
  support `SCRAM` for cluster authentication.
* [2] The callback handler class to use. Set to
  `org.apache.kafka.common.security.authenticator.SaslClientCallbackHandler`
  for SASL/PLAIN authentication. (Confluent Gateway acts as a client when
  authenticating to brokers, so use the client-side callback handler.)
* [3] The path to the JAAS configuration file.
* [4] The URI for the OAuth token endpoint.

**JAAS configuration file content for SASL/PLAIN authentication**

```properties
org.apache.kafka.common.security.plain.PlainLoginModule required username="%s" password="%s";
```

**JAAS configuration file content for SASL/OAUTHBEARER authentication**

```properties
org.apache.kafka.common.security.oauthbearer.OAuthBearerLoginModule required clientId="%s" clientSecret="%s";
```

##### NONE authentication

The `none` authentication method disables authentication between Confluent Gateway
and the cluster. In this mode, Confluent Gateway ignores the client ID and bypasses
cluster authentication.

Because Confluent Gateway doesn’t require a secret lookup, skip the secret store
configuration. Including a secret store in this configuration triggers a
validation error.

```yaml
gateway:
  routes:
    - name:
      security:
        auth: swap
        swapConfig:
          clusterAuth:
            none: {}
```

#### Authentication swapping examples

The following examples combine client and cluster authentication
configurations to show complete authentication swapping setups.

*SASL/PLAIN to SASL/OAUTHBEARER example:*

```yaml
gateway:
  routes:
    - name: gateway
      security:
        auth: swap
        ssl:
          ignoreTrust: false
          truststore:
            type: PKCS12
            location: /opt/ssl/client-truststore.p12
            password:
              file: /opt/secrets/client-truststore.password
          keystore:
            type: PKCS12
            location: /opt/ssl/gw-keystore.p12
            password:
              file: /opt/secrets/gw-keystore.password
              keyPassword:
                value: inline-password
          clientAuth: required

        swapConfig:
          clientAuth:
            sasl:
              mechanism: PLAIN
              callbackHandlerClass: "org.apache.kafka.common.security.plain.internals.PlainServerCallbackHandler"
              jaasConfig:
                  file: /opt/gateway/gw-users.conf
            connectionsMaxReAuthMs: 0 # optional
          secretStore: s1
          clusterAuth:
            sasl:
              mechanism: OAUTHBEARER
              callbackHandlerClass: "org.apache.kafka.common.security.oauthbearer.OAuthBearerLoginCallbackHandler"
              jaasConfig:
                file: /opt/gateway/cluster-login.tmpl.conf
              oauth: # required when mechanism is OAUTHBEARER
                tokenEndpointUri: "https://idp.mycompany.io:8080/realms/cp/protocol/openid-connect/token"
```

For `connectionsMaxReAuthMs`, see the [Kafka broker configuration reference](https://docs.confluent.io/platform/current/installation/configuration/broker-configs.html#connections-max-reauth-ms).

*mTLS to SASL/OAUTHBEARER example:*

```yaml
gateway:
  routes:
    - name: gateway
      security:
        auth: swap
        ssl:
          ignoreTrust: false
          truststore:
            type: PKCS12
            location: /opt/ssl/client-truststore.p12
            password:
              file: /opt/secrets/client-truststore.password
          keystore:
            type: PKCS12
            location: /opt/ssl/gw-keystore.p12
            password:
              file: /opt/secrets/gw-keystore.password
              keyPassword:
                value: inline-password
          clientAuth: required
        swapConfig:
          clientAuth:
            ssl:
              principalMappingRules: "RULE:^CN=([a-zA-Z0-9._-]+),OU=.*$/$1/,RULE:^UID=([a-zA-Z0-9._-]+),.*$/$1/,DEFAULT"
          secretStore: "oauth-secrets"
          clusterAuth:
            sasl:
              mechanism: OAUTHBEARER
              callbackHandlerClass: "org.apache.kafka.common.security.oauthbearer.OAuthBearerLoginCallbackHandler"
              jaasConfig:
                file: "/etc/gateway/cluster-jaas.tmpl.conf"
              oauth:
                tokenEndpointUri: "https://idp.mycompany.io:8080/realms/cp/protocol/openid-connect/token"
```

#### NOTE
When using `SASL/OAUTHBEARER` as the cluster authentication mechanism,
you must also allowlist the OAuth token endpoint URL by passing a JVM
argument through the `GATEWAY_OPTS` environment variable in your
`docker-compose.yaml`:

```yaml
gateway:
  environment:
    GATEWAY_OPTS: "-Dorg.apache.kafka.sasl.oauthbearer.allowed.urls=<tokenEndpointUri>"
```

Replace `<tokenEndpointUri>` with the same URL set in `oauth.tokenEndpointUri`.
Without this, Confluent Gateway rejects requests to the OAuth token endpoint with an
`is not allowed` error. For more information, see [OAuth token endpoint not allowed](docker-troubleshoot.md#gateway-oauth-endpoint-not-allowed).

*SASL/OAUTHBEARER to SASL/OAUTHBEARER (OAuth-to-OAuth) example:*

In this configuration, the client presents an OAuth token to Confluent Gateway.
Confluent Gateway validates the token against the client identity provider’s JWKS
endpoint, then obtains a separate token from the cluster identity provider to
authenticate to the Kafka cluster.

```yaml
gateway:
  routes:
    - name: gateway
      security:
        auth: swap
        swapConfig:
          clientAuth:
            sasl:
              mechanism: OAUTHBEARER
              callbackHandlerClass: "org.apache.kafka.common.security.oauthbearer.OAuthBearerValidatorCallbackHandler"
              jaasConfig:
                file: "/opt/gateway/client-oauth-jaas.conf"
              oauth:
                jwksEndpointUrl: "https://idp.mycompany.io:8080/realms/clients/protocol/openid-connect/certs"
                expectedAudience: "kafka-clients"
                expectedIssuer: "https://idp.mycompany.io:8080/realms/clients"
                subClaimName: "sub"
          secretStore: "oauth-secrets"
          clusterAuth:
            sasl:
              mechanism: OAUTHBEARER
              callbackHandlerClass: "org.apache.kafka.common.security.oauthbearer.OAuthBearerLoginCallbackHandler"
              jaasConfig:
                file: "/opt/gateway/cluster-oauth-jaas.conf"
              oauth:
                tokenEndpointUri: "https://idp.mycompany.io:8080/realms/cp/protocol/openid-connect/token"
```

#### NOTE
Because both legs use OAuth, set `GATEWAY_OPTS` to a comma-separated
list that includes both the client JWKS endpoint and the cluster token
endpoint:

```yaml
gateway:
  environment:
    GATEWAY_OPTS: "-Dorg.apache.kafka.sasl.oauthbearer.allowed.urls=https://idp.mycompany.io:8080/realms/clients/protocol/openid-connect/certs,https://idp.mycompany.io:8080/realms/cp/protocol/openid-connect/token"
```

Otherwise, Confluent Gateway rejects requests to either OAuth endpoint with an
`is not allowed` error. For more information, see
[OAuth token endpoint not allowed](docker-troubleshoot.md#gateway-oauth-endpoint-not-allowed).

<a id="gateway-ssl-docker"></a>

## SSL configuration

Configure SSL on streaming-domain bootstrap servers
(`streamingDomains.kafkaCluster.bootstrapServers.ssl`) and on routes
(`routes.security.ssl`) to enable TLS for gateway-to-broker and
client-to-gateway connections.

```yaml
ssl:
  ignoreTrust:            --- [1]
  truststore:             --- [2]
    type:                 --- [3]
    location:             --- [4]
    password:             --- [5]
  keystore:               --- [6]
    type:                 --- [7]
    location:             --- [8]
    password:             --- [9]
    keyPassword:          --- [10]
      value:
      file:
```

* [1] Skip certificate validation (not recommended for production).
  Essentially, setting this to `true` trusts all certificates.

  #### IMPORTANT
  Ensure that `ignoreTrust: false` is set in all production
  configurations. Setting this to `true` disables TLS certificate
  validation, introducing critical security risks.
* [2] Truststore configuration.
* [3] Truststore certificate type. The supported values are `JKS`, `PKCS12`,
  and `PEM`.
* [4] The path to the truststore file.
* [5] The password for the truststore file. See [Password configuration](#gateway-password-docker).
* [6] Keystore configuration (gateway identity).
* [7] The keystore certificate type. The supported values are `JKS`,
  `PKCS12`, and `PEM`.
* [8] The path to the keystore file.
* [9] The password for the keystore file. See [Password configuration](#gateway-password-docker).
* [10] The password for the private key inside the keystore. Can be defined
  either inline or file-based.

An example SSL configuration for Confluent Gateway using Docker Compose:

```yaml
ssl:
  ignoreTrust: false
  truststore:
    type: PKCS12 # optional, default=JKS
    location: /opt/ssl/client-truststore.p12
    password:
      file: /opt/secrets/client-truststore.password # or inline password
  keystore:
    type: PKCS12 # optional, default=JKS
    location: /opt/ssl/gw-keystore.p12
    password:
      file: /opt/secrets/gw-keystore.password # or inline password
    keyPassword:
      value: inline-password
```

<a id="gateway-password-docker"></a>

## Password configuration

Confluent Gateway supports file-based and inline password configurations. Provide
only one of the two.

```yaml
password:
  file:                   --- [1]
  value:                  --- [2]
```

* [1] The path to the password file.
* [2] The inline password value.

<a id="gateway-secret-stores-docker"></a>

## Secret store configuration

Confluent Gateway uses secret stores, such as AWS Secrets Manager, Azure Key Vault,
HashiCorp Vault, or CyberArk Conjur, to securely manage authentication
credentials and sensitive information. This setup is critical for several key
operations:

- Storing Confluent Gateway to Kafka broker credentials.
- Supporting authentication swapping scenarios.

  In cases where Confluent Gateway translates or “swaps” authentication (such as from
  mTLS clients to OAuthbearer brokers, or vice versa), secret stores are needed
  to store and fetch the credentials used in the swap. This allows each client
  connection to use its mapped broker credential, enhancing security and
  enabling fine-grained access control.

Always use TLS when Confluent Gateway connects to a secret store, to ensure
confidentiality and integrity.

As a security best practice, configure Confluent Gateway to assume identity and access
management (IAM) roles with the least privilege principle. Don’t use static IAM
user credentials to avoid sensitive credential exposure.

Ensure proper role trust policies are in place and limit permissions to only
what the Confluent Gateway needs. For example in AWS:

```json
{
    "Version": "2012-10-17",
    "Statement": [
        {
            "Effect": "Allow",
            "Action": [
                "secretsmanager:GetSecretValue"
            ],
            "Resource": [
                "arn:aws:secretsmanager:us-east-1:123456789012:secret:gateway/*",
                "arn:aws:secretsmanager:us-east-1:123456789012:secret:confluent/*"
            ],
            "Condition": {
                "StringEquals": {
                    "aws:RequestTag/Environment": "production"
                }
            }
        }
    ]
}
```

When using SCRAM authentication with automatic credential management
(`alterScramCredentials: true`), Confluent Gateway requires additional permissions
to create, update, and delete SCRAM user credentials in the secret store:

```json
{
    "Version": "2012-10-17",
    "Statement": [
        {
            "Effect": "Allow",
            "Action": [
                "secretsmanager:GetSecretValue",
                "secretsmanager:CreateSecret",
                "secretsmanager:PutSecretValue",
                "secretsmanager:DeleteSecret"
            ],
            "Resource": [
                "arn:aws:secretsmanager:us-east-1:123456789012:secret:gateway/*",
                "arn:aws:secretsmanager:us-east-1:123456789012:secret:confluent/*"
            ]
        }
    ]
}
```

### HashiCorp Vault

HashiCorp Vault supports three authentication methods for Confluent Gateway: Token,
AppRole, and UserPass.

#### Connect using an authentication token

```yaml
gateway:
  secretStores:
    - name:               --- [1]
      provider:
        type:             --- [2]
        config:
          address:        --- [3]
          authMethod:     --- [4]
          authToken:      --- [5]
          path:           --- [6]
          prefixPath:     --- [7]
          separator:      --- [8]
```

* [1] A unique name for the secret store.
* [2] The type of the secret store. Set to `Vault` to use HashiCorp Vault.
* [3] The address of the Vault server.
* [4] The authentication method to use. You can set to `Token` (the default
  value) or leave it empty.
* [5] The authentication token for the Vault server to connect using the
  `authToken` method.
* [6] The path to the secret store.
* [7] Optional. The prefix path to the secret store.
* [8] Optional. The separator for the secret store. The default value is `:`.

#### Connect using AppRole

```yaml
gateway:
  secretStores:
    - name:               --- [1]
      provider:
        type:             --- [2]
        config:
          address:        --- [3]
          authMethod:     --- [4]
          role:           --- [5]
          secret:         --- [6]
          path:           --- [7]
          prefixPath:     --- [8]
          separator:      --- [9]
```

* [1] A unique name for the secret store.
* [2] The type of the secret store. Set to `Vault` to use HashiCorp Vault.
* [3] The address of the Vault server.
* [4] The authentication method to use. Set to `AppRole`.
* [5] The role to use to connect to the Vault server.
* [6] The secret to use to connect to the Vault server.
* [7] The path to the secret store.
* [8] Optional. The prefix path to the secret store.
* [9] Optional. The separator for the secret store. The default value is `:`.

#### Connect using username and password

```yaml
gateway:
  secretStores:
    - name:               --- [1]
      provider:
        type:             --- [2]
        config:
          address:        --- [3]
          authMethod:     --- [4]
          username:       --- [5]
          password:       --- [6]
          path:           --- [7]
          prefixPath:     --- [8]
          separator:      --- [9]
```

* [1] A unique name for the secret store.
* [2] The type of the secret store. Set to `Vault` to use HashiCorp Vault.
* [3] The address of the Vault server.
* [4] The authentication method to use. Set to `UserPass`.
* [5] The username to use to connect to the Vault server.
* [6] The password to use to connect to the Vault server.
* [7] The path to the secret store.
* [8] Optional. The prefix path to the secret store.
* [9] Optional. The separator for the secret store. The default value is `:`.

Note that connecting to HashiCorp Vault using a certificate is not supported.

#### Additional Vault capabilities for SCRAM credential management

When using SCRAM authentication with automatic credential management
(`alterScramCredentials: true`), Confluent Gateway requires additional Vault
capabilities to create, update, and delete SCRAM user credentials.

HashiCorp Vault uses policies to grant capabilities. Ensure Confluent Gateway has the
following capabilities on the secret paths:

```hcl
path "secret/data/gateway/*" {
  capabilities = ["create", "read", "update", "delete"]
}
```

For more information on Vault policies, see [Policies | Vault | HashiCorp Developer](https://developer.hashicorp.com/vault/docs/concepts/policies).

### AWS Secrets Manager

AWS Secrets Manager supports two authentication methods for Confluent Gateway:
IAM role (recommended) and access key with secret key.

If the environment (such as EC2) has an IAM role with sufficient permissions,
you don’t need to specify `accessKey` or `secretKey`. The provider
automatically assumes the attached IAM role using the default AWS
credential provider chain.

```yaml
gateway:
  secretStores:
    - name:                  --- [1]
      provider:
        type:                --- [2]
        config:
          region:            --- [3]
          accessKey:         --- [4]
          secretKey:         --- [5]
          endpointOverride:  --- [6]
          prefixPath:        --- [7]
          separator:         --- [8]
          useJson:           --- [9]
```

* [1] A unique name for the secret store.
* [2] The type of the secret store. Set to `AWS`.
* [3] The region of the AWS Secrets Manager.
* [4] AWS IAM access key ID. Only required when authenticating with IAM user
  credentials.
* [5] AWS IAM secret key corresponding to the `accessKey`.
  Only required when authenticating with IAM user credentials.
* [6] Optional. A custom endpoint URL to use instead of the default AWS
  endpoint. Defaults to the AWS region endpoint.
* [7] Optional. A string prefix added to all secret paths. Useful for
  environment separation (example: staging, production). Defaults to an
  empty string.
* [8] Optional. The character/string used to split authentication data within
  the retrieved secret. Defaults to `:`.
* [9] If set to `true`, the provider attempts to parse the secret value as
  a JSON object. If `false` (the default value), the raw string value is
  returned.

An example IAM role configuration for AWS Secrets Manager:

```yaml
gateway:
  secretStores:
    - name: aws-secrets
      provider:
        type: AWS
        config:
          region: us-west-2
          endpointOverride: https://secretsmanager.us-west-2.amazonaws.com
          prefixPath: secret/
          separator: ":"
          useJson: true
```

#### Additional AWS capabilities for SCRAM credential management

When using SCRAM authentication with automatic credential management
(`alterScramCredentials: true`), Confluent Gateway requires additional AWS Secrets
Manager permissions to create, update, and delete SCRAM user credentials.

Ensure the IAM role or policy attached to Confluent Gateway includes the following
permissions:

```json
{
    "Version": "2012-10-17",
    "Statement": [
        {
            "Effect": "Allow",
            "Action": [
                "secretsmanager:CreateSecret",
                "secretsmanager:PutSecretValue",
                "secretsmanager:DeleteSecret"
            ],
            "Resource": [
                "arn:aws:secretsmanager:us-east-1:123456789012:secret:gateway/*",
                "arn:aws:secretsmanager:us-east-1:123456789012:secret:confluent/*"
            ]
        }
    ]
}
```

### Azure Key Vault

Azure Key Vault supports three credential types for Confluent Gateway:
`ClientSecret`, `UsernamePassword`, and `ClientCertificate`. Azure Key
Vault is not supported for SCRAM authentication.

#### Connect using client ID and secret

```yaml
gateway:
  secretStores:
    - name:                  --- [1]
      provider:
        type:                --- [2]
        config:
          vaultUrl:          --- [3]
          credentialType:    --- [4]
          tenantId:          --- [5]
          clientId:          --- [6]
          clientSecret:      --- [7]
          prefixPath:        --- [8]
          separator:         --- [9]
```

* [1] A unique name for the secret store.
* [2] The type of the secret store. Set to `Azure`.
* [3] The URL of the Azure Key Vault to connect to.
* [4] The credential type to use. Set to `ClientSecret`.
* [5] The tenant ID of the Azure Key Vault.
* [6] The client ID of the Azure Key Vault.
* [7] The client secret of the Azure Key Vault for the authentication.
* [8] Optional. The prefix path to the secret store. Defaults to an empty
  string.
* [9] Optional. The character or string used to split authentication data within
  the retrieved secret. Defaults to `:`.

An example configuration for Azure Key Vault using Client ID and Secret:

```yaml
gateway:
  secretStores:
    - name: azure-keyvault
      provider:
        type: Azure
        config:
          vaultUrl: https://authswap.vault.azure.net/
          credentialType: ClientSecret
          tenantId: xxxx-xxxx-xxxx-xxxx-xxxxxxxx
          clientId: xxxx-xxxx-xxxx-xxxx-xxxxxxxx
          clientSecret: client-secret
          prefixPath: ""
          separator: ":"
```

#### Connect using username and password

```yaml
gateway:
  secretStores:
    - name:                  --- [1]
      provider:
        type:                --- [2]
        config:
          vaultUrl:          --- [3]
          credentialType:    --- [4]
          tenantId:          --- [5]
          clientId:          --- [6]
          username:          --- [7]
          password:          --- [8]
          prefixPath:        --- [9]
          separator:         --- [10]
```

* [1] A unique name for the secret store.
* [2] The type of the secret store. Set to `Azure`.
* [3] The URL of the Azure Key Vault to connect to.
* [4] The credential type to use. Set to `UsernamePassword`.
* [5] The tenant ID of the Azure Key Vault.
* [6] The client ID of the Azure Key Vault.
* [7] The username to authenticate with.
* [8] The password to authenticate with.
* [9] Optional. The prefix path to the secret store. Defaults to an empty
  string.
* [10] Optional. The character or string used to split authentication data
  within the retrieved secret. Defaults to `:`.

An example configuration for Azure Key Vault using Username and Password:

```yaml
gateway:
  secretStores:
    - name: azure-keyvault
      provider:
        type: Azure
        config:
          vaultUrl: https://authswap.vault.azure.net/
          credentialType: UsernamePassword
          tenantId: xxxx-xxxx-xxxx-xxxx-xxxxxxxx
          clientId: xxxx-xxxx-xxxx-xxxx-xxxxxxxx
          username: username
          password: password
          prefixPath: ""
          separator: ":"
```

#### Connect using a client certificate

You can connect to Azure Key Vault using the Privacy-Enhanced Mail (PEM) or
Personal Information Exchange (PFX) format certificates.

```yaml
gateway:
  secretStores:
    - name:                       --- [1]
      provider:
        type:                     --- [2]
        config:
          vaultUrl:               --- [3]
          credentialType:         --- [4]
          tenantId:               --- [5]
          clientId:               --- [6]
          certificateType:        --- [7]
          certificatePath:        --- [8]
          certificatePfxPassword: --- [9]
          certificateSendChain:   --- [10]
          prefixPath:             --- [11]
          separator:              --- [12]
```

* [1] A unique name for the secret store.
* [2] The type of the secret store. Set to `Azure`.
* [3] The URL of the Azure Key Vault to connect to.
* [4] The credential type to use. Set to `ClientCertificate`.
* [5] The tenant ID of the Azure Key Vault.
* [6] The client ID of the Azure Key Vault.
* [7] The type of encoding used on the file specified in certificatePath.

  Set to `PEM` for PEM certificates or `PFX` for PFX certificates.
* [8] The path to the client certificate file.
* [9] Required for the PFX certificates. The password protecting the PFX file.
* [10] Optional. The flag to indicate if certificate chain should be sent as
  part of authentication request. Defaults to `false`.
* [11] Optional. The prefix path to the secret store. Defaults to an empty
  string.
* [12] Optional. The character or string used to split authentication data
  within the retrieved secret. Defaults to `:`.

An example configuration for Azure Key Vault using *PEM* certificate:

```yaml
gateway:
  secretStores:
    - name: azure-keyvault
      provider:
        type: Azure
        config:
          vaultUrl: https://authswap.vault.azure.net/
          credentialType: ClientCertificate
          tenantId: xxxx-xxxx-xxxx-xxxx-xxxxxxxx
          clientId: xxxx-xxxx-xxxx-xxxx-xxxxxxxx
          certificatePath: /opt/ssl/client-cert.pem
          prefixPath: ""
          separator: ":"
```

An example configuration for Azure Key Vault using *PFX* certificate:

```yaml
gateway:
  secretStores:
    - name: azure-keyvault
      provider:
        type: Azure
        config:
          vaultUrl: https://authswap.vault.azure.net/
          credentialType: ClientCertificate
          tenantId: xxxx-xxxx-xxxx-xxxx-xxxxxxxx
          clientId: xxxx-xxxx-xxxx-xxxx-xxxxxxxx
          certificateType: PFX
          certificatePath: /opt/ssl/client-cert.pfx
          certificatePfxPassword: <pfx-password>
          prefixPath: ""
          separator: ":"
```

<a id="cyberark-conjur"></a>

### CyberArk Conjur

CyberArk Conjur supports API key authentication for Confluent Gateway.

#### Connect using an API key

```yaml
gateway:
  secretStores:
    - name:                  --- [1]
      provider:
        type:                --- [2]
        config:
          url:               --- [3]
          account:           --- [4]
          username:          --- [5]
          apiKey:            --- [6]
          prefixPath:        --- [7]
          sslVerifyEnabled:  --- [8]
          separator:         --- [9]
```

* [1] A unique name for the secret store.
* [2] The type of the secret store. Set to `CyberArk` to use CyberArk Conjur.
* [3] The URL of the CyberArk Conjur server.
* [4] The CyberArk Conjur account name.
* [5] The username (login) used to authenticate with CyberArk Conjur.
* [6] The API key used to authenticate with CyberArk Conjur.
* [7] Optional. The path prefix prepended to all secret lookups. For example,
  if set to `secrets/` and the client username is `user1`, Confluent Gateway looks
  up the secret at `secrets/user1`.
* [8] Optional. Whether to verify the SSL certificate of the Conjur server. Set
  to `false` only in development or test environments.
* [9] Optional. The character used to split the retrieved secret into username
  and password. Defaults to `:`.

An example configuration for CyberArk Conjur:

```yaml
gateway:
  secretStores:
    - name: conjur-store
      provider:
        type: CyberArk
        config:
          url: "https://conjur.example.com"
          account: "myaccount"
          username: "gateway-user"
          apiKey: "your-conjur-api-key"
          prefixPath: "secrets/"
          sslVerifyEnabled: true
          separator: ":"
```

#### Additional Conjur capabilities for SCRAM credential management

When using SCRAM authentication with automatic credential management
(`alterScramCredentials: true`), Confluent Gateway requires additional CyberArk
Conjur permissions to create, update, and delete SCRAM user credentials in the
secret store.

Ensure the Conjur identity used by Confluent Gateway has `create`, `update`, and
`execute` privileges on the secret variables, in addition to the standard
`read` and `execute` privileges:

```text
- !host
  id: gateway-user
- !permit
  role: !host gateway-user
  privileges: [ read, execute, create, update ]
  resource: !variable secrets/user1
- !permit
  role: !host gateway-user
  privileges: [ read, execute, create, update ]
  resource: !variable secrets/user2
```
